Remarks At 2016 Conference On Auditing and Capital Markets [1], SEC...
Good morning and thank you, Chairman Doty, for that kind introduction. Chairman Doty, Board Members Harris, Ferguson, Hanson, and Franzel, members of the Board staff, and distinguished guests, it is a...
View ArticleRemarks Of US Treasury Acting Under Secretary Adam Szubin On Countering The...
Thank you so much, Dean Nasr and Professor Cohen. And thank you to SAIS for hosting me today. Although this is my first time speaking formally at SAIS, I feel like I have a longstanding relationship...
View ArticleDecisions Taken By The Governing Council Of The ECB (In Addition To Decisions...
Collateral eligibility criteria and risk control measures for unsecured bank bondsread more...
View ArticleEU Budget: "We Have To Deal With The Problem Caused By Brexit"
The UK's decision to leave the Union will already affect the EU's budget for next year. "There has already been an unforeseeable situation and now we have to deal with this problem," said Jens Geier,...
View ArticleNigerian Stock Exchange Weekly Report For Week Ending 21 October 2016
A turnover of 674.721 million shares worth N7.657 billion in 12,290 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.163 billion shares valued at N9.251...
View ArticleOffice Of Financial Research Update: The Interdisciplinary Approach To...
The OFR posted today remarks by Director Richard Berner, entitled, "The Interdisciplinary Approach to Financial Stability Analysis," at the Conference on the New Pedagogy of Financial Regulation at the...
View ArticleBM&FBOVESPA Registers Record Trading In Mini Ibovespa Futures Contracts
BM&FBOVESPA obtained a record 895,351 mini Ibovespa futures contracts (WIN) traded in the BM&F segment yesterday. The previous record was 852,037 mini futures contracts traded, on September 13,...
View ArticleSEC Charges Board Member With Insider Trading During And After Board Meeting
The Securities and Exchange Commission today charged a Tennessee-based lawyer who served on the executive committee of the board of directors at Nashville-based Pinnacle Financial Partners with insider...
View ArticleCanadian Securities Regulators Announce Dates For British Columbia...
The Canadian Securities Administrators (CSA) today announced the dates for the British Columbia Securities Commission's (BCSC) roundtables to further explore issues raised in CSA Consultation Paper...
View ArticleBM&FBOVESPA Wins Transparency Trophy 8th Time In A Row
The Exchange is a winner of the Transparency Trophy in the category of Public Companies that have net earnings of up to BRL 5 billion. This is the 8th time in a row that the Exchange has won this...
View ArticleSEC: John W. Berry Named Associate Regional Director For Enforcement In Los...
The Securities and Exchange Commission today announced that John W. Berry has been named Associate Regional Director for Enforcement in the agency’s Los Angeles Regional Office. read more...
View ArticleIIROC Outlines Next Steps To Address Concerns Of Small-Cap Issuers
The Investment Industry Regulatory Organization of Canada (IIROC) today published a summary of the comments received at a roundtable discussion of market structure issues affecting small-cap issuers...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of October 18, 2016 are now available.read more...
View ArticleOntario Securities Commission Requests Applications For The Securities...
The Ontario Securities Commission (OSC) is seeking applications for membership on its Securities Proceedings Advisory Committee (SPAC).read more...
View ArticleFederal Reserve Board Announces Plans To Enter Negotiations With FINRA To...
The Federal Reserve Board announced Friday that it plans to collect data from banks for secondary market transactions in U.S. Treasury securities and will enter into negotiations with the Financial...
View ArticleMIAX Options Exchange: MIAX Rule 519A, MIAX Risk Protection Monitor
Please refer to MIAX Regulatory Circular 2016-50 for details on changes to Rule 519A(a) for Risk Protection Monitor (RPM) settings and new Rule 519A(b) describing mandatory Member participation for...
View Article2016 Australia Prime Minister’s Prizes Reward Innovation And Science
Tonight we recognise some of Australia’s greatest scientists, innovators and teachers for outstanding achievements in their fields.read more...
View ArticleProfessor Michael Aitken: Australia Prime Minister’s Prize For...
Global stock markets are fairer and more efficient thanks to the work of Professor Michael Aitken. Now he’s applying his information technology and markets know-how to improve health, mortgage, and...
View ArticleModern Auditing, 4th Edition
‘Modern Auditing’ is a core textbook for students taking introductory level courses in auditing at undergraduate, postgraduate and professional levels.read more...
View ArticleThe Happy, Healthy Nonprofit: Strategies for Impact without Burnout
The Happy, Healthy Nonprofit presents realistic strategies for leaders looking to optimize organizational achievement while avoiding the common nonprofit burnout. With a uniquely holistic approach to...
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