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CISI Southern Branch Appoints Thesis Asset Management Plc Client Director...

Kate Nathoo Chartered FCSI, Client Director at Thesis Asset Management plc has been appointed President of the Chartered Institute for Securities & Investment (CISI) Southern branch.read more...

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smartTrade Technologies Launches smartAnalytics A Cross-Asset Big Data...

smartTrade Technologies, a multi-asset electronic trading solutions pioneer, announces today the launch of smartAnalytics, a cross-asset big data analytics solution.read more...

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NovitasFTCL Advises The Shareholders Of Neonet On Its Sale To KCG

We are pleased to announce that NovitasFTCL acted as exclusive financial adviser to the shareholders of Neonet (including Hay Tor Capital, KAS BANK and Nordic Capital/Cidron Delphi Intressenter) in its...

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EBA Consults On Technical Standards On Fee Terminology And Disclosure...

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EBA Consults On Technical Standards On Fee Terminology And Disclosure...

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MIAX Options Exchange: Rule Change Notice - FINRA Arbitration Rule 12403

FINRA has received approval to amend Rule 12403 of its Code of Arbitration Procedure for Customer Disputes relating to the panel selection process in arbitration.Please refer to MIAX Regulatory...

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SEC: 'Movie Studio'' Executives Charged With Microcap Fraud - Former N.Y....

The Securities and Exchange Commission today charged three company executives with defrauding investors in a purported project to construct the largest movie studio in North America at a suburban...

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CFTC Commitments Of Traders Reports Update

The current reports for the week of September 20, 2016 are now available.read more...

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Speech of Commissioner Sharon Y. Bowen before the CFTC Annual Symposium for...

Speech of Commissioner Sharon Y. Bowen before the CFTC Annual Symposium for International Market Authorities

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Speech Of CFTC Commissioner Sharon Y. Bowen Before The CFTC Annual Symposium...

Thank you for that wonderful introduction. I am very pleased to be here among so many of my fellow regulators from around the world. In fact, considering how far I know many of you have traveled to be...

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Thomson Reuters Intends To Purchase Up To 6.5 Million Shares Through Private...

Thomson Reuters (NYSE / TSX: TRI), the world’s leading source of intelligent information for businesses and professionals, today announced that it intends to purchase up to 6.5 million of its common...

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2016 Stocks, Bonds, Bills, and Inflation (SBBI) Yearbook

The 2016 Stocks, Bonds, Bills, and Inflation (SBBI) Yearbook is the industry standard performance data reference, with comprehensive records dating back to 1926. Covering common stocks, long-term...

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Assessing Student Leadership: New Directions for Student Leadership, Number 151

  Student learning and program assessment are educational priorities on today’s campuses. To create exceptional leadership programs, educators need to develop a structured plan that includes multiple...

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Financial Trade Associations Statement On Fed’s Proposed Rule On...

In response to the  Federal Reserve's proposed rule to increase capital requirements on merchant banking and physical commodities activities and investments, SIFMA, American Bankers Association,...

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ADX Grants "Market Maker License” To Al Ramz Capital The Market...

Abu Dhabi Securities Exchange (ADX) has granted Al Ramz Capital license to practice Market Making activity in the Exchange, thus making Al Ramz Capital the first company to be “directly” licensed by...

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US market portrait 2016 week 39

US large cap market returns. read more...

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DGCX’s Indian Rupee Quanto Futures Named Most Innovative New Contract...

DGCX’s Indian Rupee Quanto futures contract has been recognised as the Most Innovative New Contract in the Currency category at this year’s Futures and Options World (FOW) Awards Asia, the derivatives...

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Abu Dhabi Global Market Advances FinTech Strategy With GlassQube Business Centre

The Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) has formed a new partnership with GlassQube Business Centre Services (GQC) today to further enhance the Financial...

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The Saudi Stock Exchange Announces The Publication Of The Weekly Stock Market...

The total value of shares traded for the week  ending 21 September 2016 amounted to SAR 9.02 billion, decreasing by 31.59% over the previous week; while total stock market capitalization reached SAR...

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Qatar Stock Exchange Conducts Successful Industry-Wide BCP Test

As part of its regular BCP procedures, Qatar Stock Exchange in cooperation with QFMA, brokers and business partners successfully conducted an industry-wide BCP exercise on Friday 23rd September. The...

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